2022年6月23日 · Form 13F-E pre-dates the mandatory EDGAR filing of Form 13F. Form 13F-E became obsolete as of April 1, 1999 and cannot be used for Form 13F filings after that date. Question 21 (Updated: December 22, 2020) Q: How do I sign an electronic document that is filed via EDGAR? A: You enter the name of the person signing the document in typed form instead of manual form. You also need to have an ...

Form 13F was adopted pursuant to statutory directive designed to increase the public availability of information regarding the securities holdings of larger institutional investors. The Form 13F data sets are extracted from the eXtensible Markup Language (XML) based portion of Form 13F submissions in EDGAR.

Rule as to Use of Form 13F. Institutional investment managers (“Managers”) must use Form 13F for reports to the Commission required by Section 13(f) of the Securities Exchange Act of 1934 [15 U.S.C. 78m(f)] (“Exchange Act”) and rule 13f-1 [17 CFR 240.13f-1] thereunder. Rule 13f-1(a) provides that every Manager which exercises investment discretion with …

2025年2月7日 · The Securities and Exchange Commission today provided a temporary exemption from compliance with Rule 13f-2 under the Securities Exchange Act and from reporting on Form SHO. As a result of the exemption, filings on initial Form SHO reports from institutional investment managers that meet or exceed certain specified thresholds will be due by Feb. 17, 2026, for the January 2026 reporting period ...

1 Overview Form 13F was adopted pursuant to statutory directive designed to provide the Commission with data from larger managers about their investment activities and holdings. The FORM 13F data sets are extracted from EDGAR FORM 13F XML filings in a flat file format to assist users in constructing the data for analysis. The data will be published quarterly. Data contained in documents filed ...

2022年8月2日 · The Form 13F Data Sets are now available for download. The Form 13F Data Sets provide the securities holding information required of institutional investment managers pursuant to Section 13 (f) of the Securities Exchange Act of 1934, as made publicly available in structured Form 13F filings with the Commission.

2020年12月31日 · Form 13F-HR - Quarterly report filed by institutional managers, Holdings:

2024年2月14日 · Confidential Treatment Requested. (The Manager has omitted from this public Form 13F one or more holding (s) for which it is requesting confidential treatment from the U.S. Securities and Exchange Commission pursuant to section 13 (f) of the Exchange Act and rule 24b-2 thereunder)

2025年1月13日 · This list of "Section 13 (f) securities" as defined by Rule 13f-1 (c) [17 CFR 240.13f-1 (c)] is made available to the public pursuant to Section 13 (f) (4) of the Securities Exchange Act of 1934 [15 USC 78m (f) (4)]. It is made available for use in the preparation of reports filed with the Securities and Exchange Commission pursuant to Rule 13f-1 [17 CFR 240.13f-1] under Section 13 (f) of the ...

2023年10月13日 · Specifically, Rule 13f-2 will require institutional investment managers that meet or exceed certain thresholds to report on Form SHO specified short position data and short activity data for equity securities.