Todd Anthony Esh of Shawnee Kansas a stockbroker formerly registered with LPL Financial LLC has been barred by Securities and Exchange Commission (SEC) from being a stockbroker or an investment adviser representative founded on accusations of Esh making omissions and misrepresentations to investors.

1. Todd A. Esh, 47, resides in Lenexa, Kansas. From March 2018 to July 2019, Esh was a registered representative and investment adviser representative associated with a broker-dealer and investment adviser dually registered with the Commission. 2. On May 20, 2020, a judgment was entered by consent against Esh, permanently

Todd Esh (“Defendant Esh”). On May 20, 2020, pursuant to his consent, the Court Order ed, among other things, that Defendant Esh be permanently restrained and enjoined from violating, directly

2020年6月21日 · The law offices of Gana Weinstein LLP are currently investigating claims that advisor Todd Esh (Esh) has been accused by a financial regulator of engaging in the fraudulent sale of securities among other allegations.

The Commission finds that from March 2018 to July 2019, Esh was a registered representative and investment adviser representative associated with a broker dealer and investment adviser dually registered with the Commission.

On June 2, 2020, the Securities and Exchange Commission (SEC) released an Order Instituting Administrative Proceedings against investment adviser representative Todd Esh, a resident of Lenexa, Kansas.

Todd Anthony Esh of Shawnee Kansas a stockbroker formerly registered with LPL Financial LLC has been barred by Securities and Exchange Commission (SEC) from being a stockbroker or an investment adviser representative founded on accusations of Esh making omissions and misrepresentations to investors.

In February 2019, Phil Hudnall and Todd Esh co- founded BirdDog Oil Equipment, LLC and BirdDog Business Gro up, LLC (collectively, “BirdDog”) to raise funds from investors for the purported purchase and sale of refurbished oil and gas

2020年4月23日 · The SEC's complaint alleges that from January through at least June 2019, Phil Hudnall, with Todd Esh's help, defrauded at least 12 investors in a securities offering they conducted through BirdDog Business Group, LLC and BirdDog Oil Equipment, LLC.

2020年5月17日 · In Kansas City, court records show that federal authorities are considering indicting him in connection with a deal he orchestrated earlier in 2019 that allegedly defrauded investors out of $4.6...