Short Position and Short Activity Reporting by Institutional Investment Managers AGENCY: Securities and Exchange Commission. ACTION: Final rule. SUMMARY: The Securities and …

The Securities and Exchange Commission adopted new Rule 13f-2 and related Form SHO and an amendment to the national market system plan (“NMS Plan”) governing the consolidated audit …

Reports must be filed on Form SHO via the SEC’s EDGAR system within 14 calendar days after the end of each calendar month. An institutional investment manager must file Form SHO in …

2024年1月22日 · Form SHO. This form consists of a cover page with preliminary information that is similar to Form 13F (such as the Manager’s name, LEI (if it has one) and address) and two …

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f Responsibilities for the Implementation of OSH Programmes • Specific responsibilities (preferably written in their job descriptions): – Those managing contractors – Those …

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