Cyber, Crypto Assets and Emerging Technology - SEC.gov
The SEC is dedicated to protecting investors in crypto markets and from cyber-related threats. The SEC's Crypto Task Force seeks to help the Commission provide clarity on the application of the federal securities laws to the crypto asset market, and seeks to recommend practical policy measures that aim to foster innovation and protect investors. The SEC’s Office of Strategic …
Framework for “Investment Contract” Analysis of Digital Assets
[1] I. Introduction If you are considering an Initial Coin Offering, sometimes referred to as an "ICO," or otherwise engaging in the offer, sale, or distribution of a digital asset, [2] you need to consider whether the U.S. federal securities laws apply. A threshold issue is whether the digital asset is a "security" under those laws. [3] The term "security" includes an "investment contract ...
Introduction If you are considering an Initial Coin Offering, sometimes referred to as an “ICO,” or otherwise engaging in the offer, sale, or distribution of a digital asset,2 you need to consider whether the U.S. federal securities laws apply. A threshold issue is whether the digital asset is a “security” under those laws.3 The term “security” includes an “investment contract ...
Spotlight on Initial Coin Offerings and Digital Assets - SEC.gov
2018年4月2日 · ICO Updates Digital Asset Transactions: When Howey Met Gary (Plastic) June 14, 2018 SEC Names Valerie A. Szczepanik Senior Advisor for Digital Assets and Innovation June 4, 2018 SEC Obtains Emergency Order Halting Fraudulent Coin Offering Scheme May 29, 2018 The SEC Has an Opportunity You Won’t Want to Miss: Act Now! (May 2018) Chairman …
Company Settles Unregistered ICO Charges After Self-Reporting …
The Securities and Exchange Commission today charged Gladius Network LLC with conducting an unregistered initial coin offering (ICO), which the company self-reported to the SEC. According to the SEC’s order, Gladius conducted an ICO in late 2017, after the Commission had warned in its DAO Report of Investigation that ICOs can be securities offerings. Gladius, a Washington, …
ICO “Listing” Website Charged With Unlawfully Touting Digital …
2021年7月14日 · The Securities and Exchange Commission today announced settled charges against the operator of Coinschedule.com, a once-popular website that profiled offerings of digital asset securities. The SEC’s order finds that United Kingdom-based Blotics Ltd. violated the anti-touting provisions of the federal securities laws by failing to disclose the compensation it …
SEC Orders Blockchain Company to Pay $24 Million Penalty for ...
The Securities and Exchange Commission today announced settled charges against blockchain technology company Block.one for conducting an unregistered initial coin offering of digital tokens (ICO) that raised the equivalent of several billion dollars over approximately one year. The company agreed to settle the charges by paying a $24 million civil penalty. According to the …
SEC Charges ICO Issuer and CEO With Fraud and Unregistered …
2021年6月22日 · The Securities and Exchange Commission today announced settled charges against Loci Inc. and its CEO John Wise for making materially false and misleading statements in connection with an unregistered offer and sale of digital asset securities. According to the SEC's order, Loci provided an intellectual property search service for inventors and others users …
Company Search - SEC.gov
2010年2月11日 · From this page you can search for company information. Company filings are available starting in 1994. See also full text search.
Statement on Digital Asset Securities Issuance and Trading
2018年11月16日 · According to the order, TokenLot was a self-described "ICO superstore" where investors could purchase digital assets, including digital asset securities, during or after an ICO, including in private sales and pre-sales.